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Michael Owens Brooks

Founders Financial Securities LLC

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About Michael Owens Brooks

Michael Owens Brooks is a financial advisor with Founders Financial Securities LLC. Michael has been in the financial industry since 1995 and is licensed in multiple states. Michael specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Michael is committed to providing personalized financial advice to help clients achieve their financial goals.

Firm Information

Michael Brooks is currently registered with Founders Financial Securities LLC. Founders Financial Securities LLC is an independent financial services firm with over 90 financial advisors serving clients in all 50 states. They offer a range of financial services, including financial planning, portfolio management, and pension consulting. They serve a variety of clients including high-net-worth individuals, corporations, and pension plans. The firm has approximately $3 billion in assets under management.
Founders Financial Securities LLC

1026 CROMWELL BRIDGE ROAD

TOWSON, MD 21286

$2.91B

Assets Under Management

93

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Brooks’s Registration & Firm History

MD

07/18/2006 - Present

Founders Financial Securities LLC (TOWSON MD)

MD

12/13/1996 - 12/31/2006

INTERSECURITIES, INC. (TOWSON MD)

MN

03/13/1995 - 12/18/1996

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 06/27/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Owens Brooks.
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