Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Owen Gaddis is a financial advisor with over 45 years of experience in the industry. Michael is currently registered with Janney Montgomery Scott LLC and has previously worked at Wachovia Securities, LLC, Wachovia Securities, Inc., Johnson, Lane, Space, Smith & Co., Inc., William Blair & Company, A.G. Becker Paribas Incorporated, Lehman Brothers Kuhn Loeb Incorporated, Lehman Brothers Incorporated, Bache Halsey Stuart Inc. and Bache & Co., Incorporated. Michael holds licenses for Series 65, Series 63, Series 10, Series 9, Series 8, Series 7TO, Series 1 and the SIE. Michael specializes in providing financial planning, pension consulting, educational seminars and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
GA
06/25/2014 - Present
Janney Montgomery Scott LLC (ATLANTA GA)
GA
06/15/2002 - 06/06/2007
WACHOVIA SECURITIES, LLC (ALPHARETTA GA)
NC
10/14/1988 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NA
12/11/1985 - 10/14/1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
NA
07/17/1984 - 12/12/1985
WILLIAM BLAIR & COMPANY
NA
02/01/1982 - 07/16/1984
A.G. BECKER PARIBAS INCORPORATED
NA
02/22/1978 - 03/02/1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
09/13/1977 - 02/22/1978
LEHMAN BROTHERS INCORPORATED
NA
08/27/1976 - 10/12/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
09/02/1974 - 02/27/1976
BACHE & CO., INCORPORATED
IA
Issued 07/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/29/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1977
PC - AMEX Put and Call Exam
BC
Issued 08/26/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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