Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Frigo is a registered representative with Lument Securities, LLC in Naperville, Illinois. Michael has been in the financial services industry for over 8 years and holds Series 7, 50, 52, 53, 63, and 79 licenses. Prior to joining Lument Securities, LLC, Michael worked at Huntington Securities, Inc. and Mesirow Financial, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/01/2021 - Present
Lument Securities, LLC (Naperville IL)
OH
09/06/2016 - 03/19/2021
HUNTINGTON SECURITIES, INC. (COLUMBUS OH)
IL
07/24/2015 - 08/30/2016
MESIROW FINANCIAL, INC. (CHICAGO IL)
BC
Issued 05/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/01/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/24/2015
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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