Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ouellette is a financial professional with over 11 years of experience in the industry. He is currently registered with Cantor Fitzgerald & Co. in New York, NY and Shrewsbury, NJ. Michael has held a General Securities Principal Examination (Series 24) license since 2015 and holds several product licenses, including the Operations Professional Examination (Series 99TO), Securities Trader Exam (Series 57TO), Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7). Prior to his current role, Michael was with Nomura Securities International, Inc. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/29/2018 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
01/18/2012 - 06/20/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 09/24/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
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NYSE Arca, Inc.
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Nasdaq ISE, LLC
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Nasdaq Stock Market
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