Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Murdock is a financial advisor with Oppenheimer & Co. Inc., based in Kalamazoo, MI. Michael has been in the financial services industry since March 27, 2000. Prior to joining Oppenheimer, Michael worked at Ameriprise Financial Services, Inc., NFP Securities, Inc., VALIC Financial Advisors, Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, LINSCO/Private Ledger Corp., Raymond James Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Salomon Smith Barney Inc. Michael is registered to offer investment advisory services in 12 states: Arizona, California, Florida, Idaho, Indiana, Iowa, Michigan, Missouri, South Dakota, Texas, and Wisconsin. Michael holds the Series 6, 7, 9, 10, 24, 51, 66 and 99 licenses. Michael specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MI
05/31/2016 - Present
Oppenheimer & Co. Inc. (KALAMAZOO MI)
MN
04/02/2013 - 11/03/2015
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
TX
12/22/2011 - 01/07/2013
NFP SECURITIES, INC. (AUSTIN TX)
MI
01/05/2009 - 06/28/2011
VALIC FINANCIAL ADVISORS, INC. (GRAND RAPIDS MI)
IN
06/10/2008 - 12/31/2008
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/10/2008 - 12/31/2008
LINCOLN FINANCIAL SECURITIES CORPORATION (FORT WAYNE IN)
SC
08/11/2004 - 11/27/2007
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
FL
11/13/2001 - 08/09/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
07/27/1999 - 10/26/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/28/1999 - 06/18/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/12/1998 - 03/30/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 3/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/26/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/16/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 2/20/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 9/9/2003
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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