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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Osborne is a financial advisor with Wells Fargo Clearing Services, LLC. Michael has been a financial advisor for over 10 years and has experience with various clients including individuals, businesses, and institutions. Michael is registered with FINRA and the state of California. Michael holds the Series 6, 7, 63 and 65 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/01/2022 - Present
Wells Fargo Clearing Services, LLC (PLACERVILLE CA)
CA
10/18/2019 - 02/01/2022
J.P. MORGAN SECURITIES LLC (SACRAMENTO CA)
CA
03/01/2018 - 09/12/2019
WELLS FARGO CLEARING SERVICES, LLC (FAIR OAKS CA)
CA
04/25/2016 - 12/08/2017
BANCWEST INVESTMENT SERVICES, INC. (CITRUS HEIGHTS CA)
OR
05/29/2014 - 09/11/2015
WELLS FARGO ADVISORS, LLC (LAKE OSWEGO OR)
OR
11/27/2012 - 07/22/2013
WELLS FARGO ADVISORS, LLC (LAKE OSWEGO OR)
IA
Issued 01/02/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/26/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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