Unclaimed
Michael Orvin Nimmo is an investment advisor representative at Stifel, Nicolaus & Company, Inc., located in Janesville, Wisconsin. Michael has been in the industry since 1979 and has experience working with individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, pooled investment vehicles, investment clubs, and banking or thrift institutions. Michael offers a wide range of services, including financial planning, portfolio management, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
05/09/2017 - Present
Stifel, Nicolaus & Company, Inc. (JANESVILLE WI)
WI
02/06/2009 - 05/09/2017
UBS FINANCIAL SERVICES INC. (MADISON WI)
WI
01/31/1994 - 02/24/2009
WACHOVIA SECURITIES, LLC (JANESVILLE WI)
NA
01/21/1991 - 02/09/1994
HAMILTON INVESTMENTS, INC.
NA
01/03/1989 - 01/21/1991
DAIN BOSWORTH INCORPORATED
NA
04/01/1985 - 01/10/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
06/26/1979 - 04/15/1985
E. F. HUTTON & COMPANY INC
IA
Issued 01/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/10/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/29/1981
Series 4 - Registered Options Principal Examination
BC
Issued 08/20/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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