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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Orange McLain is a financial advisor with Cetera Investment Advisers LLC and has over 40 years of experience in the financial services industry. Michael is registered to provide investment advisory services in Florida, Texas, Tennessee, Georgia, Massachusetts, New Hampshire, New Jersey, New York, Arizona, and North Carolina. Michael has a strong background in portfolio management for individuals and businesses. Michael also provides financial planning and pension consulting services. Michael's clients include individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Michael is a Series 66, Series 63, Series 9, Series 10, Series 8, Series 24, Series 7TO, and SIE licensed advisor. Michael previously worked for Summit Brokerage Services, Inc., Wachovia Securities Financial Network, LLC, JWGenesis Securities, Inc., JW Charles Securities, Inc., E. F. Hutton & Company Inc, Dean Witter Reynolds Inc., and Reynolds Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/29/2023 - Present
Cetera Investment Advisers LLC (LIGHTHOUSE POINT FL)
FL
07/15/2005 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (LIGHTHOUSE POINT FL)
MO
01/02/2001 - 07/19/2005
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
FL
01/03/1994 - 01/02/2001
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
FL
04/21/1983 - 01/03/1994
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
NA
02/14/1979 - 04/15/1983
E. F. HUTTON & COMPANY INC
NA
02/24/1978 - 10/22/1978
DEAN WITTER REYNOLDS INC.
NA
12/26/1972 - 02/24/1978
REYNOLDS SECURITIES, INC.
BOTH
Issued 06/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/01/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1972
Series 000 - General Securities Principal Examination
BC
Issued 12/18/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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