Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Warren is an active registered investment advisor with SPC. Michael has been in the securities industry since 1988. Michael is a registered representative in North Carolina. Michael also has a Series 65, Series 24, Series 7, and SIE. Michael has previous experience with various firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Interstate/Johnson Lane Corporation, Franklin Financial Services Corporation, Fortis Investors, Inc., The Leaders Group, Inc. and Walnut Street Securities, Inc. Michael has experience working with a wide variety of clients including individuals, high-net-worth individuals, corporations, and charitable organizations. Michael's firm, SPC, is a Registered Investment Advisor with over 30,000 clients and over $5 billion in assets under management. SPC provides a variety of financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
07/15/2020 - Present
SPC (ANN ARBOR MI)
CA
01/02/2001 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CO
01/06/1998 - 12/31/2000
THE LEADERS GROUP, INC. (LITTLETON CO)
MN
01/25/1994 - 12/31/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
TX
06/30/1992 - 03/11/1994
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
NY
01/03/1989 - 07/25/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
09/24/1987 - 01/09/1989
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
IA
Issued 05/13/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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