Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Du plessis is a financial professional with extensive experience in the financial services industry. Michael is currently registered with TP Icap Global Markets Americas LLC and Liquidnet, Inc.. Michael has previously held positions with Tullett Prebon Financial Services LLC and UBS Securities LLC. Michael is licensed in 13 states including California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Illinois, Massachusetts, Michigan, Minnesota, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
06/30/2023 - Present
TP Icap Global Markets Americas LLC (NORWALK CT)
CT
07/08/2019 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (NORWALK CT)
NY
05/21/2015 - 02/25/2019
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 01/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2024
Series 4 - Registered Options Principal Examination
BC
Issued 09/24/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/12/2014
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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Nasdaq Stock Market
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