Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Oliver Doty is a financial advisor with LPL Financial LLC. Michael has been working in the financial services industry since 2018. He is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in multiple states to offer investment advisory services. Michael holds licenses in Series 7, 63, and 65. He is also licensed to provide insurance services through Principal Life Insurance Company. Michael's previous experience includes working for Principal Securities Inc. and Vetrano Financial Services. He is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
06/14/2024 - Present
LPL Financial LLC (TUCSON AZ)
AZ
09/13/2018 - 06/25/2024
PRINCIPAL SECURITIES, INC. (Tucson AZ)
IA
Issued 11/18/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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