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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Lingner is a financial advisor with over 40 years of experience in the industry. Michael John Lingner is currently registered with Wealthpenn.comllc, and has been in the industry since 1981. Michael John Lingner holds the Series 7, Series 10, Series 63, Series 65, and SIE licenses and has a total of 53 approved state registrations. Michael John Lingner has been registered with Wealthpenn.comllc since 2009 and has also previously worked at Morgan Stanley & Co. Incorporated, Summit Brokerage Services, Inc., Linsco/Private Ledger Corp., Wachovia Securities, Inc., and PaineWebber Incorporated. Michael John Lingner specializes in working with individuals, high-net-worth individuals, insurance companies, investment companies, charitable organizations, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities. Michael John Lingner provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
05/05/2020 - Present
Wealthpenn.comllc (CHAPEL HILL NC)
NC
05/02/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DURHAM NC)
NC
09/19/2007 - 05/19/2008
SUMMIT BROKERAGE SERVICES, INC. (DURHAM NC)
NC
02/21/2003 - 09/24/2007
LINSCO/PRIVATE LEDGER CORP. (DURHAM NC)
MO
06/15/2002 - 03/06/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
04/07/1997 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NJ
12/19/1985 - 04/16/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
12/24/1981 - 12/26/1985
E. F. HUTTON & COMPANY INC
IA
Issued 1/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/6/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/21/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/1/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 2/27/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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