Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ohea is a financial advisor with over 30 years of experience in the financial services industry. Michael is currently registered with Citigroup Global Markets Inc., a leading financial services firm, and has been a registered representative since 1993. Michael provides investment advisory services to individuals, corporations, and institutional clients. Michael has a broad range of experience in various aspects of financial planning, including investment management, retirement planning, and estate planning. Michael's goal is to help clients achieve their financial goals through personalized financial planning and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
08/09/2023 - Present
Citigroup Global Markets Inc. (Fort Lee NJ)
NJ
10/29/2013 - 07/30/2023
J.P. MORGAN SECURITIES LLC (PARAMUS NJ)
NY
06/06/2011 - 10/24/2013
MORGAN STANLEY (NEW YORK NY)
NY
01/01/2010 - 05/05/2011
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
10/06/2006 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
11/09/1999 - 10/10/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/15/1997 - 11/11/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/01/1994 - 09/18/1997
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
09/29/1994 - 11/09/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
09/30/1993 - 10/27/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
BOTH
Issued 05/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/01/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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