Unclaimed
Michael Obradovits is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been in the industry since 2012. Michael provides investment advice to individuals, businesses, investment companies, and charitable organizations. Michael has a variety of licenses and certifications, including Series 7, 63, 66, 55 and 4. Michael is also registered with the states of Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Louisiana, Maryland, Michigan, Missouri, Montana, Nevada, New Mexico, North Carolina, Oklahoma, Oregon, South Carolina, Tennessee, Texas, and Virginia. Michael offers a variety of services, including portfolio management, investment planning, and retirement planning. Michael has a strong track record of success and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/31/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRONTENAC MO)
MO
07/07/2015 - 05/31/2018
SCOTTRADE, INC. (ST. LOUIS MO)
MO
04/20/2012 - 07/06/2015
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
03/20/2012 - 04/25/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
BOTH
Issued 02/27/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2015
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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