Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Oates is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Michael Oates has been in the financial industry since 2000, and has held licenses in Broker-Dealer and Investment Advisor capacities since that time. His current licenses are in Texas and West Virginia. In addition to Wells Fargo Advisors Financial Network, LLC, Michael Oates has previously worked at Wells Fargo Clearing Services, LLC and Prudential Securities Incorporated. Michael Oates also owns a 50% stake in Oates Labritz Wealth Management LLC, and a 100% stake in Oates Wealth Management LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WV
10/22/2021 - Present
Wells Fargo Advisors Financial Network, LLC (MORGANTOWN WV)
WV
07/01/2003 - 10/21/2021
WELLS FARGO CLEARING SERVICES, LLC (MORGANTOWN WV)
NY
04/07/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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