Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael O'Connor is a financial advisor who has been in the industry since 2006. Michael is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has offices in Newton, MA and Needham, MA. Michael provides financial advice to a range of clients, including high net worth individuals, corporations, and pension plans. Michael has been registered with the following firms: MML Investors Services, LLC, NYLIFE Securities LLC, and Signator Investors, Inc. Michael specializes in providing financial planning, portfolio management, and investment advisory services to a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/30/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWTON MA)
MA
10/11/2013 - 05/06/2016
MML INVESTORS SERVICES, LLC (HINGHAM MA)
MA
09/03/2009 - 10/08/2013
NYLIFE SECURITIES LLC (WALTHAM MA)
MA
03/02/1998 - 08/17/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 09/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/02/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael O'Connor is the right advisor for you? Invested Better is here to help.
