Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Diconza is a financial advisor at Aegis Capital Corp. with over 30 years of experience in the financial services industry. Michael has held positions at several prominent firms, including Oppenheimer & Co. Inc., Wells Fargo Advisors, LLC, and Wachovia Securities, LLC. Michael is registered to provide investment advice in Arizona, Florida, Massachusetts, New Jersey, New York and South Carolina. Michael holds FINRA Series 7 and 63 registrations as well as the SIE exam. Michael is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/29/2018 - Present
Aegis Capital Corp. (MELVILLE NY)
NY
10/19/2012 - 03/27/2018
OPPENHEIMER & CO. INC. (MELVILLE NY)
NY
10/22/2009 - 09/11/2012
WELLS FARGO ADVISORS, LLC (SMITHTOWN NY)
NY
08/25/2006 - 11/02/2009
OPPENHEIMER & CO. INC. (JERICHO NY)
NY
07/01/2003 - 08/28/2006
WACHOVIA SECURITIES, LLC (MANHASSET NY)
NY
02/01/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IL
05/28/1996 - 01/21/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
07/31/1993 - 06/21/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
02/12/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/03/1989 - 01/01/1990
BLAINE, ANDREWS & CO., INC.
NA
07/25/1983 - 02/22/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/01/1983 - 05/17/1983
ISFA CORPORATION
BC
Issued 06/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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