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Michael Novak

T. Rowe Price Investment Services, Inc.

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About Michael Novak

Michael Novak is a registered representative with T. Rowe Price Investment Services, Inc. Michael has been in the securities industry since 2015. Michael has a wide range of experience, holding licenses and registrations in all 50 states. Michael is committed to providing clients with personalized financial advice.

Firm Information

Michael Novak is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Novak’s Registration & Firm History

MD

05/12/2015 - Present

T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)

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Licenses & Designations

BOTH

Issued 03/03/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/10/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/03/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Novak.
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