Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Staples has been in the financial services industry since November 1999 and is currently registered with T. Rowe Price Investment Services, Inc. Michael is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Michael is licensed to provide financial advice in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/25/2020 - Present
T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)
NY
07/01/2019 - 11/21/2019
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
CO
03/05/2018 - 07/01/2019
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
07/19/1999 - 03/08/2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 10/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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