Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Spindler is a financial advisor registered in California and Colorado and has been active in the financial industry since 1993. Michael is currently employed at Charles Schwab & CO., Inc. and has been employed by them since June 2018. Michael previously worked at Jackson National Life Distributors LLC, Old Mutual Investment Partners, Transamerica Capital, Inc., Janus Distributors, Inc. and InterSecurities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
06/08/2018 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
05/07/2007 - 05/16/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
10/01/2004 - 04/02/2007
OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)
CO
05/09/2000 - 08/17/2004
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
07/29/1993 - 05/08/2000
JANUS DISTRIBUTORS, INC. (DENVER CO)
FL
04/29/1994 - 12/31/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BC
Issued 05/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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