Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Norman Smith is a financial advisor with The Leaders Group, Inc. based in LITTLETON, Colorado. Michael has been in the financial services industry for over 28 years, and has a broad background in investments, with experience at firms like ING Financial Partners, Inc. and Woodbury Financial Services, Inc. He holds FINRA Series 6, 26, and 63 licenses, as well as the SIE exam. Michael is registered in California, Idaho, Minnesota, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/02/2014 - Present
THE Leaders Group, Inc. (LITTLETON CO)
ID
08/15/2008 - 12/13/2013
ING FINANCIAL PARTNERS, INC. (KETCHUM ID)
ID
03/25/2008 - 08/15/2008
WOODBURY FINANCIAL SERVICES, INC. (KETCHUM ID)
ID
09/20/2001 - 11/30/2007
WOODBURY FINANCIAL SERVICES, INC. (KETCHUM ID)
CA
05/08/1996 - 09/28/2001
SANTA FE SECURITIES CORP. (SOLANA BEACH CA)
CT
10/25/1993 - 05/17/1996
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 11/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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