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Michael Nmn Rabinowitz

Maxim Group LLC

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About Michael Nmn Rabinowitz

Michael Rabinowitz is a financial professional with over 30 years of experience in the securities industry. Michael currently holds a position with Maxim Group LLC in Miami Beach, FL, a firm he joined in 2002. Throughout Michael’s career, Michael has held various positions at several financial institutions, including M VEST LLC, Investec Ernst & Company, Stuart, Coleman & Co., Inc., and Sunrise Securities, Inc. Michael’s expertise and experience are reflected in the credentials Michael has achieved. Michael holds Series 7, 24, 27, 63, 99TO and SIE licenses. Michael is registered with the state of Florida and New York.

Firm Information

Michael Rabinowitz is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Rabinowitz’s Registration & Firm History

FL

09/25/2002 - Present

Maxim Group LLC (Miami Beach FL)

NY

01/08/2019 - 10/15/2021

M VEST LLC (New York NY)

NY

06/01/1999 - 10/25/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

04/27/1988 - 06/01/1999

STUART, COLEMAN & CO., INC. (NEW YORK NY)

NA

06/05/1990 - 01/22/1992

SUNRISE SECURITIES, INC.

CT

02/28/1989 - 01/03/1990

ZWEIG SECURITIES CORP. (HARTFORD CT)

NA

06/28/1984 - 04/19/1988

MULLER AND COMPANY, INC.

NA

06/22/1983 - 03/28/1984

BEAR, STEARNS & CO.

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Licenses & Designations

BC

Issued 11/04/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/19/1994

Series 24 - General Securities Principal Examination

BC

Issued 07/21/1988

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Nmn Rabinowitz.
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