Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Chung is a financial professional with over 13 years of experience in the industry. Michael has a broad range of experience, having worked at several firms including Lex, Forge Markets LLC, Banco do Brasil Securities LLC, OWL Rock Securities, William O'Neil Securities Incorporated, Citizens Capital Markets, Brasil Plural Securities LLC, S2K Financial LLC, Canam Investor Services, LLC, Kimberlite Advisors, LLC, CVC Funding, LLC, Direct Match, Meeschaert Capital Markets, Inc., Goto Capital Markets, Inc., Fairfield Research Securities Corporation, Lyster Watson Securities, Inc., Global Capital Access LLC, RK Equity Capital Markets LLC, Molecular Securities Inc., Fator Securities LLC, Cue Capital Limited Partnership, Scura Paley Securities LLC, Bren Ventures LLC, and IATMarkets LLC. Michael is currently registered with Eagle Point Securities LLC and Aime Capital Markets LLC, both of which are active broker-dealers. Michael holds the Series 27, Series 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
12/22/2023 - Present
Eagle Point Securities LLC (GREENWICH CT)
NY
01/26/2021 - 03/20/2023
LEX (NEW YORK NY)
CA
04/22/2021 - 10/12/2021
FORGE MARKETS LLC (SAN FRANCISCO CA)
NY
04/08/2010 - 06/01/2021
BANCO DO BRASIL SECURITIES LLC (NEW YORK NY)
NY
01/05/2017 - 11/03/2020
OWL ROCK SECURITIES (New York NY)
NY
02/13/2018 - 03/19/2020
WILLIAM O'NEIL SECURITIES INCORPORATED (NEW YORK NY)
CT
02/11/2016 - 03/02/2020
CITIZENS CAPITAL MARKETS (STAMFORD CT)
NY
08/22/2012 - 12/31/2019
BRASIL PLURAL SECURITIES LLC (NEW YORK NY)
FL
03/31/2016 - 05/02/2019
S2K FINANCIAL LLC (ORLANDO FL)
NY
10/25/2012 - 05/01/2019
CANAM INVESTOR SERVICES, LLC (NEW YORK NY)
NY
04/13/2015 - 05/31/2018
KIMBERLITE ADVISORS, LLC (NEW YORK NY)
NY
04/21/2016 - 01/02/2018
CVC FUNDING, LLC (NEW YORK NY)
NY
10/27/2015 - 12/23/2016
DIRECT MATCH (New York NY)
NY
06/09/2010 - 09/03/2015
MEESCHAERT CAPITAL MARKETS, INC. (NYC NY)
NY
02/18/2011 - 05/25/2015
GOTO CAPITAL MARKETS, INC. (NEW YORK NY)
CT
03/31/2010 - 04/16/2015
FAIRFIELD RESEARCH SECURITIES CORPORATION (NEW CANAAN CT)
NY
09/04/2013 - 04/06/2015
LYSTER WATSON SECURITIES, INC. (NEW YORK NY)
CT
10/12/2011 - 04/02/2015
GLOBAL CAPITAL ACCESS LLC (STAMFORD CT)
NY
06/01/2011 - 02/19/2015
RK EQUITY CAPITAL MARKETS LLC (New York NY)
NY
06/09/2010 - 10/16/2014
MOLECULAR SECURITIES INC. (NEW YORK NY)
NY
12/17/2012 - 07/29/2013
FATOR SECURITIES LLC (NEW YORK NY)
NY
01/01/2010 - 05/17/2013
CUE CAPITAL LIMITED PARTNERSHIP (NEW YORK NY)
NY
03/26/2012 - 03/01/2013
SCURA PALEY SECURITIES LLC (NEW YORK NY)
NY
03/17/2010 - 08/17/2011
BREN VENTURES LLC (NEW YORK NY)
NY
03/19/2010 - 08/01/2011
IATMARKETS LLC (NEW YORK NY)
BC
Issued 12/29/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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