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Michael Nip

UBS Asset Management (americas) LLC

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About Michael Nip

Michael Nip is a financial advisor currently registered with UBS Asset Management (americas) LLC. Michael has been in the industry since 2010 and has experience with various financial products and services. Michael has a Series 7, Series 57, and Series 66 license. Michael specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Michael has been associated with UBS Financial Services Inc. and UBS Asset Management (americas) LLC for many years and has a strong track record of providing quality financial advice.

Firm Information

Michael Nip is currently registered with UBS Asset Management (americas) LLC. UBS Asset Management (Americas) LLC is an investment advisor headquartered in NEW YORK, NY. With over $477 billion in regulatory assets under management, the firm primarily serves individuals, high-net-worth individuals, investment companies, pooled investment vehicles, corporations or other businesses, and state or municipal government entities. The firm offers portfolio management services for businesses, individuals, investment companies, and pooled investment vehicles. UBS Asset Management (Americas) LLC participates in wrap fee programs.
UBS Asset Management (americas) LLC

787 7TH AVENUE

NEW YORK, NY 10019

$477.86B

Assets Under Management

16

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Michael Nip’s Registration & Firm History

NY

10/10/2023 - Present

UBS Asset Management (americas) LLC (NEW YORK NY)

NJ

06/09/2010 - 10/04/2023

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 03/13/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2017

Series 57 - Securities Trader Exam

BC

Issued 06/08/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Nip.
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