Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Nicholas Vassalotti is a financial advisor at UBS Financial Services Inc. Michael Vassalotti has been in the financial services industry since March 10, 1986 and has held prior positions at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Equico Securities, Inc., The Equitable Life Assurance Society of the United States, and Pruco Securities Corporation. Michael Vassalotti specializes in a variety of investment strategies, including equities, fixed income, and mutual funds. Michael Vassalotti holds the Series 3, 6, 7, 9, 10, 26, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
09/06/2012 - Present
UBS Financial Services Inc. (WEST PALM BEACH FL)
FL
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (W. PALM BEACH FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (W. PALM BEACH FL)
FL
02/14/1995 - 04/02/2007
MORGAN STANLEY DW INC. (W. PALM BEACH FL)
NY
01/05/1995 - 02/17/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
01/05/1995 - 02/17/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NJ
03/11/1986 - 01/04/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/22/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/08/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/26/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1995
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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