Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Pounds is a financial advisor based in Birmingham, Alabama. Michael has been in the industry since September 28, 2004. Michael is currently registered with Northwestern Mutual Investment Services, LLC. Before that, Michael was registered with MVP AMERICAN SECURITIES, FNBB CAPITAL MARKETS, LLC and NEW ENGLAND SECURITIES. Michael has a Series 6 and SIE license. Michael is registered in 28 states and has a Series 63 license. Michael is also registered with FINRA and an approved SRO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AL
01/17/2013 - Present
Northwestern Mutual Investment Services, LLC (BIRMINGHAM AL)
AL
08/25/2010 - 12/17/2012
MVP AMERICAN SECURITIES (BIRMINGHAM AL)
AL
12/17/2007 - 08/20/2010
FNBB CAPITAL MARKETS, LLC (BIRMINGHAM AL)
AL
08/13/2004 - 12/03/2007
NEW ENGLAND SECURITIES (BIRMINGHAM AL)
BC
Issued 07/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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