Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Nicholas Caggiano is a financial professional with over 4 years of experience in the industry. Michael currently works with Bofa Securities, Inc. in CHARLOTTE, NC. Michael has also previously been registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in CHARLOTTE, NC. Michael holds licenses for Series 63, SIE and Series 79 exams. Michael is registered with the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
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2
NC
05/10/2019 - Present
Bofa Securities, Inc. (CHARLOTTE NC)
NC
01/20/2015 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
BC
Issued 03/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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