Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Nicholas Bapis is an experienced financial advisor with over 20 years in the industry. Michael is currently registered as a broker-dealer and investment advisor representative for both Rockefeller Financial LLC and Rockefeller Capital Management, operating out of the firm's New York branch. Previously, Michael worked at Axiom Capital Management, Inc. and Hightower Securities, LLC, both located in New York. Michael is also a licensed insurance agent with RCM Insurance Services LLC, an affiliate of Rockefeller Capital Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/01/2021 - Present
Rockefeller Financial LLC (New York NY)
NY
09/07/2018 - 05/23/2019
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
NY
11/07/2008 - 09/12/2018
HIGHTOWER SECURITIES, LLC (NEW YORK NY)
NY
04/02/2007 - 11/13/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
07/21/1998 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
IA
Issued 01/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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