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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Nemeroff is a financial advisor who has been in the industry since May 2002. Michael Nemeroff is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael Nemeroff has also been registered with Morgan Stanley, Park Avenue Securities LLC, TD Ameritrade, Inc. and Fleet Securities, Inc. Michael Nemeroff has passed the Uniform Securities Agent State Law Examination, the Uniform Combined State Law Examination, the General Securities Principal Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. Michael Nemeroff's specializations include: portfolio management for individuals, portfolio management for businesses, selection of other advisers, pension consulting, performance measurement reports, allocation modeling, IPS, research reports and services, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/13/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NY
06/22/2018 - 07/08/2019
MORGAN STANLEY (NEW YORK NY)
NJ
05/04/2009 - 03/02/2011
PARK AVENUE SECURITIES LLC (PRINCETON NJ)
NY
03/21/2007 - 02/13/2009
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NJ
01/26/2005 - 06/14/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
04/01/2004 - 01/05/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
06/20/2000 - 02/04/2002
FLEET SECURITIES, INC. (DALLAS TX)
NJ
10/17/1991 - 06/02/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 12/27/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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