Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Nelson is an active investment advisor representative with J.P. Morgan Securities LLC, licensed to operate in California and Texas. Michael has been in the securities industry since 2003. Michael was previously registered with Citigroup Global Markets Inc., 280 Securities LLC, Oppenheimer & Co. Inc., Susquehanna Financial Group, LLLP, Nomura Securities International, Inc., Cantor Fitzgerald & Co., and J.P. Morgan Securities Inc. Michael is licensed to sell securities and provide investment advisory services in California and Texas. Michael has a Series 7, Series 63, and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
06/27/2024 - Present
J.p. Morgan Securities LLC (SAN RAFAEL CA)
CA
06/21/2021 - 01/23/2024
CITIGROUP GLOBAL MARKETS INC. (Mill Valley CA)
CA
05/09/2019 - 10/17/2019
280 SECURITIES LLC (SAN FRANCISCO CA)
CA
09/13/2018 - 04/05/2019
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
CA
01/11/2013 - 07/31/2018
SUSQUEHANNA FINANCIAL GROUP, LLLP (SAN FRANCISCO CA)
CA
01/27/2010 - 11/19/2012
NOMURA SECURITIES INTERNATIONAL, INC. (SAN FRANCISCO CA)
CA
10/01/2008 - 01/19/2010
CANTOR FITZGERALD & CO. (SAN FRANCISCO CA)
CA
10/01/2008 - 10/08/2008
J.P.MORGAN SECURITIES INC. (SAN FRANCISCO CA)
CA
01/10/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)
NY
08/31/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 04/25/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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