Unclaimed
Michael Solomon is a financial advisor with Wells Fargo Clearing Services, LLC. Michael has been in the financial services industry since 1985. Michael holds FINRA Series 4, 7 and 63 licenses. Michael has been registered with Wells Fargo Clearing Services, LLC since 2016. Previously, Michael was registered with A. G. EDWARDS & SONS, INC., LAWSON FINANCIAL CORPORATION, SUN SECURITIES, INC., and AMERICAN NETWORK SECURITIES CORP. Michael is a Registered Representative and Investment Advisor Representative. Michael's office is located in Peoria, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/21/2016 - Present
Wells Fargo Clearing Services, LLC (PEORIA AZ)
AZ
01/05/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SUN CITY AZ)
NA
06/30/1987 - 01/07/1989
LAWSON FINANCIAL CORPORATION
NA
03/10/1986 - 07/07/1987
SUN SECURITIES, INC.
NA
10/11/1985 - 03/14/1986
AMERICAN NETWORK SECURITIES CORP.
BC
Issued 02/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/1986
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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