Unclaimed
Michael Piccolo is a registered representative with Imperial Capital, LLC. Michael has been in the securities industry for over 6 years. He is licensed in California, Connecticut, New Jersey and New York. He holds Series 7, 86, 87, 55 and 63 securities licenses. Michael’s prior experience includes roles at Paulson Investment Company LLC and G. Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/02/2021 - Present
Imperial Capital, LLC (NEW YORK NY)
NY
09/30/2020 - 06/28/2021
PAULSON INVESTMENT COMPANY LLC (NEW YORK NY)
NY
07/18/2016 - 08/01/2018
G.DISTRIBUTORS, LLC (RYE NY)
NY
07/30/2014 - 08/01/2018
G.RESEARCH, LLC (RYE NY)
BC
Issued 10/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/09/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2016
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/30/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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