Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rosenthal is a financial advisor at Stifel, Nicolaus & Company, Inc., with over 30 years of experience in the industry. Michael has a broad range of experience working with individual clients, businesses, and institutions. Michael specializes in portfolio management, financial planning, and investment advisory services. Michael has held previous roles with Raymond James & Associates, Inc., CITIGROUP GLOBAL MARKETS INC., LEGG MASON WOOD WALKER, INCORPORATED, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Michael has been active in the financial services industry since 1993 and is committed to providing high-quality investment advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/06/2023 - Present
Stifel, Nicolaus & Company, Inc. (SHREWSBURY NJ)
NJ
05/12/2006 - 04/17/2023
RAYMOND JAMES & ASSOCIATES, INC. (Red Bank NJ)
NJ
02/21/2006 - 05/22/2006
CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)
MD
10/24/2003 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
11/24/1993 - 11/03/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/05/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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