Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Nazarian is a financial advisor with UBS Financial Services Inc. in Sherman Oaks, CA. Michael has been in the securities industry for over 26 years and has held various positions with firms such as Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., and PaineWebber Incorporated. Michael holds Series 6, 7, 63 and 65 licenses and is registered in several states, including California, Arizona, Idaho, Ohio, Wisconsin, Hawaii, Illinois, Oregon and Washington. Michael specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
09/29/2022 - Present
UBS Financial Services Inc. (Sherman Oaks CA)
CA
05/30/2008 - 10/05/2022
WELLS FARGO CLEARING SERVICES, LLC (ENCINO CA)
CA
05/29/2007 - 06/23/2008
CITIGROUP GLOBAL MARKETS INC. (ENCINO CA)
CA
02/05/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (ENCINO CA)
CA
05/01/2001 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
NJ
03/22/1999 - 10/06/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MA
01/30/1998 - 12/02/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
07/25/1995 - 12/16/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/25/1995 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 04/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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