Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Nasto is a financial advisor with over 17 years of experience in the financial services industry. Michael is currently registered with Wells Fargo Securities, LLC. Michael has held previous positions at M. S. HOWELLS & CO., AMERICAN ENTERPRISE INVESTMENT SERVICES INC., AMERIPRISE FINANCIAL SERVICES, INC., SCOTTRADE, INC., APB FINANCIAL GROUP, LLC, U.S. GLOBAL BROKERAGE, INC., GABELLI & COMPANY, INC., ROBERTSON STEPHENS, INC., FIDELITY BROKERAGE SERVICES, INC., CHARLES SCHWAB & CO., INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Michael holds a Series 65 (Uniform Investment Adviser Law Examination), Series 63 (Uniform Securities Agent State Law Examination), Series 4 (Registered Options Principal Examination), Series 8 (General Securities Sales Supervisor Examination), SIE (Securities Industry Essentials Examination), Series 55 (Limited Representative-Equity Trader Exam), and Series 7 (General Securities Representative Examination) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/12/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
AZ
08/07/2017 - 11/27/2017
M. S. HOWELLS & CO. (SCOTTSDALE AZ)
MN
05/01/2015 - 08/07/2015
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
05/01/2015 - 08/07/2015
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
CT
10/03/2013 - 04/23/2015
SCOTTRADE, INC. (NEW HAVEN CT)
NY
05/22/2013 - 08/30/2013
APB FINANCIAL GROUP, LLC (NEW YORK NY)
TX
08/12/2005 - 06/10/2011
U.S. GLOBAL BROKERAGE, INC. (SAN ANTONIO TX)
NY
04/09/2002 - 07/08/2002
GABELLI & COMPANY, INC. (RYE NY)
CA
04/11/2000 - 03/14/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
RI
02/07/1997 - 04/06/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
TX
11/30/1995 - 01/07/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
06/12/1992 - 09/21/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/1997
Series 4 - Registered Options Principal Examination
BC
Issued 03/04/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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