Unclaimed
Michael Nader Tahbaz is an investment advisor representative with LPL Financial LLC since January 2004. Previously, Michael Nader Tahbaz was associated with NATIONAL PLANNING CORPORATION from December 2000 to September 2001, WESTFIN SECURITIES CORPORATION from September 1996 to December 2000 and INVEST FINANCIAL CORPORATION from October 1989 to August 1996. Michael Nader Tahbaz holds a Series 6, 7, 24, 63, and 66 licenses. Michael Nader Tahbaz works at the Rancho Palos Verdes, CA office of LPL Financial LLC. Michael Nader Tahbaz also holds other licenses in Arizona, California, Hawaii, New Jersey, Oregon, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/23/2004 - Present
LPL Financial LLC (RANCHO PALOS VERDES CA)
CA
12/01/2000 - 09/21/2001
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
09/30/1996 - 12/20/2000
WESTFIN SECURITIES CORPORATION (IRVINE CA)
WI
10/12/1989 - 08/09/1996
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 07/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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