Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael N. Millard is a financial advisor registered with Pickwick Capital Partners, LLC. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and has over 20 years of experience in the financial services industry. Michael is registered in California, Connecticut, New York, Ohio and Texas. Michael holds Series 7, 50, 63, 79 and SIE licenses. Michael has been with Pickwick Capital Partners, LLC since 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
05/02/2023 - Present
Pickwick Capital Partners, LLC (STAMFORD CT)
CT
01/25/2017 - 04/29/2022
PICKWICK CAPITAL PARTNERS, LLC (Stamford CT)
CT
05/10/2001 - 02/17/2017
WILLIAM J. MAYER SECURITIES, LLC (GREENWICH CT)
CT
08/24/1992 - 02/05/1996
FIRST SENTINEL SECURITIES LTD. (NORWALK CT)
BC
Issued 03/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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