Unclaimed
Michael Hudgins is a financial advisor with Wells Fargo Clearing Services, LLC. Michael has been in the financial services industry since 2003. Michael has a strong understanding of the industry and is committed to providing his clients with personalized financial advice. Prior to joining Wells Fargo, Michael worked with SunTrust Investment Services, INC. and BB&T Investment Services, Inc. Michael is registered with FINRA and holds the Series 7 and Series 66 licenses, in addition to the Securities Industry Essentials Examination (SIE). Michael is dedicated to helping his clients achieve their financial goals and providing them with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
10/16/2019 - Present
Wells Fargo Clearing Services, LLC (ROANOKE VA)
VA
09/26/2014 - 10/15/2019
SUNTRUST INVESTMENT SERVICES, INC. (ROANOKE VA)
VA
06/14/2010 - 09/22/2014
BB&T INVESTMENT SERVICES, INC. (SALEM VA)
VA
11/29/2007 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROANOKE VA)
VA
04/16/2003 - 11/19/2007
AXA ADVISORS, LLC (ROANOKE VA)
BOTH
Issued 05/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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