Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Emmerman is a registered investment advisor representative. Michael has been in the industry since 1970 and has a broad range of experience working with a variety of clients. Michael is currently registered with Neuberger Berman BD LLC. Michael is licensed in multiple states and has held various positions with firms such as Lombard, Nelson & McKenna, Inc and Rotan Mosle Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
02/20/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NA
05/08/1972 - 10/26/1973
LOMBARD, NELSON & MCKENNA, INC
NA
10/07/1970 - 05/24/1972
ROTAN MOSLE INC.
IA
Issued 12/07/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1989
Series 24 - General Securities Principal Examination
BC
Issued 03/07/1980
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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