Unclaimed
Michael Murray is an Investment Advisor Representative associated with TD Private Client Wealth LLC. Michael has over 20 years of experience in the financial services industry. Michael is registered with FINRA as a General Securities Principal. Michael has passed the Series 7, 31, 63, 65, 66, and SIE examinations. Michael holds registrations in New Jersey for both Broker-Dealer and Investment Advisor. Michael previously worked at Horace Mann Investors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Foresters Financial Services, Inc., BlackRock Investments, LLC, FAM Distributors, Inc., Tower Square Securities, Inc., CitiStreet Equities LLC, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/19/2023 - Present
TD Private Client Wealth LLC (Marlton NJ)
NJ
09/07/2021 - 06/16/2023
HORACE MANN INVESTORS, INC. (Cherry Hill NJ)
NJ
04/17/2019 - 07/23/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
06/20/2016 - 04/04/2019
FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)
NJ
09/29/2006 - 03/02/2016
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
NY
07/21/2005 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
CA
02/26/2002 - 05/24/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NJ
08/30/1999 - 01/09/2002
CITISTREET EQUITIES LLC (SOMERSET NJ)
NY
12/03/1998 - 09/08/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 11/17/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 11/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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