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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Mulrooney is a financial advisor with Ameriprise Financial Services, LLC. Michael has been working in the financial industry since April 1995 and has a broad range of experience and expertise, including securities trading, financial planning and portfolio management. Michael is licensed in 27 states and has a variety of credentials, including Series 7, Series 4, Series 55, Series 63 and Series 57TO. Prior to joining Ameriprise, Michael worked at WELLS FARGO FUNDS DISTRIBUTOR, LLC and KEEFE, BRUYETTE & WOODS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MA
03/04/2019 - Present
Ameriprise Financial Services, LLC (Boston MA)
MA
05/10/2012 - 03/12/2013
WELLS FARGO FUNDS DISTRIBUTOR, LLC (BOSTON MA)
MA
07/03/1996 - 11/04/2011
KEEFE, BRUYETTE & WOODS, INC. (BOSTON MA)
MA
08/19/1994 - 05/03/1996
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BC
Issued 09/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2002
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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