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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Hurtgen is a financial advisor with over 30 years of experience in the financial industry. Michael has worked with Cetera Investment Advisers LLC since June 2023 and previously worked for Girard Securities, Raymond James Financial Services, Inc. and RBC Capital Markets Corporation. Michael is registered as a broker-dealer in 13 states and a Registered Investment Advisor in 2 states. Michael holds a Series 7, Series 10, Series 9, Series 63 and Series 66 license. Michael's practice focuses on providing financial advice to individuals, families, and businesses. Michael provides a variety of financial services, including financial planning, portfolio management, and investment management. Michael is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (CENTENNIAL CO)
CO
03/08/2016 - 11/01/2017
GIRARD SECURITIES, INC. (GREENWOOD VILLAGE CO)
CO
06/19/2009 - 03/10/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
07/02/1998 - 06/25/2009
RBC CAPITAL MARKETS CORPORATION (GREENWOOD VILLAGE CO)
MN
01/23/1991 - 07/14/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NY
02/01/1989 - 02/24/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
11/25/1987 - 12/19/1988
PAINEWEBBER INCORPORATED
BOTH
Issued 02/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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