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Michael Murphy Hurtgen

Cetera Investment Advisers LLC

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About Michael Murphy Hurtgen

Michael Murphy Hurtgen is a financial advisor with over 30 years of experience in the industry. Michael is registered with Cetera Investment Advisers LLC and has held previous roles with Raymond James Financial Services, Inc., RBC Capital Markets Corporation, U.S. Bancorp Investments, Inc., Bear, Stearns & Co. Inc., and Paine Webber Incorporated. Michael specializes in providing financial planning, portfolio management, and pension consulting services to a diverse range of clients, including individuals, families, businesses, and charitable organizations. Michael holds Series 7, 9, 10, 63, and 66 licenses.

Firm Information

Michael Hurtgen is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

6312 S FIDDLER'S GREEN CIRCLE

GREENWOOD VILLAGE, CO 80111

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Hurtgen’s Registration & Firm History

CO

06/29/2023 - Present

Cetera Investment Advisers LLC (GREENWOOD VILLAGE CO)

CO

03/08/2016 - 11/01/2017

GIRARD SECURITIES, INC. (GREENWOOD VILLAGE CO)

CO

06/19/2009 - 03/10/2016

RAYMOND JAMES FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

CO

07/02/1998 - 06/25/2009

RBC CAPITAL MARKETS CORPORATION (GREENWOOD VILLAGE CO)

MN

01/23/1991 - 07/14/1998

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

NY

02/01/1989 - 02/24/1990

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

11/25/1987 - 12/19/1988

PAINEWEBBER INCORPORATED

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Licenses & Designations

BOTH

Issued 2/15/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/16/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/24/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/19/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Michael Murphy Hurtgen. Review regulatory record here.
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