Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Muldoon D'agostino is an investment advisor representative at Morgan Stanley. Michael has been in the industry since 1984 and has experience with a variety of firms, including UBS Financial Services Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated. Michael holds several licenses including Series 6, 7, 4, 63, and 65. Michael provides a variety of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
09/16/2020 - Present
Morgan Stanley (Bloomfield Hills MI)
MI
10/03/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BLOOMFIELD HILLS MI)
MI
08/27/2004 - 10/13/2008
UBS FINANCIAL SERVICES INC. (BLOOMFIELD HILLS MI)
MO
07/01/2003 - 09/10/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/12/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
05/04/1992 - 10/21/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/25/1989 - 05/19/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/19/1988 - 10/23/1989
SMITH, HAGUE & CO., INCORPORATED
NA
06/24/1986 - 08/01/1988
OLDE DISCOUNT CORPORATION
NA
09/13/1984 - 06/21/1985
FIRST INVESTORS CORPORATION
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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