Unclaimed
Michael Moulton is a financial advisor registered with Robinhood Financial, LLC. Michael has been in the securities industry since 2021. Michael holds the Series 7TO, Series 63, Series 9, and Series 10 licenses and is registered in 53 states, plus Puerto Rico and the Virgin Islands. The branch office that Michael is affiliated with is located in Lake Mary, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
12/01/2021 - Present
Robinhood Financial, LLC (Lake Mary FL)
BC
Issued 12/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/27/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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