Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Moses Halfon is a financial advisor who has been in the industry since 2013. Michael Halfon currently works at Capital Client Group, Inc. in San Antonio, Texas. Previously, Michael Halfon was registered with WELLS FARGO CLEARING SERVICES, LLC and FIDELITY BROKERAGE SERVICES LLC. Michael Halfon holds a Series 7, Series 63, and Series 66 license. Michael Halfon is currently registered in Alabama, Arizona, Colorado, Florida, Georgia, New Mexico, and Texas. Michael Halfon specializes in recommending affiliate as investment advisor of SMA assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
TX
12/12/2017 - Present
Capital Client Group, Inc. (SAN ANTONIO TX)
TX
01/07/2015 - 11/28/2017
WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)
TX
10/10/2013 - 12/03/2014
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 10/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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