Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rothschild is an investment advisor representative with Ameriprise Financial Services, LLC. Michael has been in the industry since November 17, 2002 and has experience working with individuals, high-net-worth individuals, trusts/estates, insurance companies, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Michael specializes in asset allocation, financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Michael has also worked with Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, and Ameriprise Financial Services Inc. Michael is licensed to practice in Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Louisiana, Massachusetts, Minnesota, Montana, New Jersey, New York, North Carolina, Oklahoma, Oregon, Pennsylvania, Rhode Island, Tennessee, Texas, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/05/2018 - Present
Ameriprise Financial Services, LLC (WALNUT CREEK CA)
CA
06/01/2009 - 10/09/2018
MORGAN STANLEY (WALNUT CREEK CA)
CA
04/27/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WALNUT CREEK CA)
CA
04/11/2005 - 05/10/2007
CITIGROUP GLOBAL MARKETS INC. (WALNUT CREEK CA)
NY
12/05/2000 - 04/28/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 01/10/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Rothschild is the right advisor for you? Invested Better is here to help.
