Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Moroni Smith is a financial advisor who has been in the industry since 2019. Michael is currently registered with Fidelity Personal And Workplace Advisors. Michael previously worked at MORGAN STANLEY and E*TRADE SECURITIES LLC. Michael holds several licenses and designations, including Series 63, 66, 7TO, 9, 10, and SIE. Michael is a registered investment advisor in Texas and Utah. Michael specializes in providing financial planning, portfolio management for individuals and businesses, educational seminars, and selection of other advisors. Michael is also a registered representative in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
05/16/2024 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
UT
01/18/2023 - 12/14/2023
MORGAN STANLEY (Sandy UT)
UT
03/14/2019 - 09/05/2023
E*TRADE SECURITIES LLC (SANDY UT)
BOTH
Issued 04/25/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/11/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/19/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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