Unclaimed
Michael Morales is a financial advisor with over 5 years of experience in the financial services industry. Michael is currently registered with Invesco Distributors, Inc. and is licensed to provide investment advice in all 50 states. Previously, Michael was associated with VOYA INVESTMENTS DISTRIBUTOR, LLC, E*TRADE SECURITIES LLC, and SIGNATOR INVESTORS, INC. Michael has passed the Series 6, 7, and 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
07/06/2020 - Present
Invesco Distributors, Inc. (ATLANTA GA)
GA
08/12/2019 - 06/29/2020
VOYA INVESTMENTS DISTRIBUTOR, LLC (Atlanta GA)
GA
09/02/2015 - 02/07/2019
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
08/20/2014 - 07/01/2015
SIGNATOR INVESTORS, INC. (ATLANTA GA)
BC
Issued 09/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/20/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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