Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Griffith is a registered investment advisor with Oppenheimer & Co. Inc. Michael has been in the industry since 1992. Michael has passed the Series 3, Series 7, Series 63 and Series 65 exams. Michael is registered in 17 states and has experience with a range of client types including individuals, businesses, corporations, high-net-worth individuals, pensions, insurance companies and charitable organizations. Michael is also registered with Oppenheimer & Co. Inc. in Connecticut, Florida and Massachusetts. Michael has previously worked at CIBC World Markets Corp. and DAIWA SECURITIES AMERICA INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
11/21/2005 - Present
Oppenheimer & Co. Inc. (FORT LAUDERDALE FL)
NY
06/01/1992 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
11/07/1991 - 02/18/1992
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
IA
Issued 11/05/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1995
Series 3 - National Commodity Futures Examination
BC
Issued 11/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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