Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Montalvo is an investment advisor representative with MML Investors Services, LLC. Michael has been working in the financial services industry since September 24, 2004 and holds the Series 7, Series 63, Series 66, and SIE licenses. Michael's firm is headquartered in Springfield, Massachusetts and has a total of 5628 licensed agents, 7011 investment advisor representatives, 7130 registered representatives, 4764 investment advisory functions and 24 adviser reps for other investment advisers. Michael Montalvo has several previous employments with firms like Merrill Lynch, Pierce, Fenner & Smith Incorporated, VALIC Financial Advisors, Inc., TD Ameritrade, Inc., and several others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NC
09/21/2021 - Present
MML Investors Services, LLC (RALEIGH NC)
NJ
10/04/2017 - 08/09/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
10/03/2016 - 09/14/2017
VALIC FINANCIAL ADVISORS, INC. (BERKELEY HEIGHTS NJ)
NY
04/30/2014 - 04/11/2016
TD AMERITRADE, INC. (NEW YORK NY)
NJ
03/31/2009 - 04/29/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MONTVALE NJ)
NJ
10/24/2007 - 11/20/2008
TD AMERITRADE, INC. (PARAMUS NJ)
NJ
08/23/2007 - 10/11/2007
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
NJ
01/27/2006 - 08/24/2007
J.P. TURNER & COMPANY, L.L.C. (SADDLEBROOK NJ)
MA
07/01/2005 - 12/02/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/01/2005 - 12/02/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
10/12/2004 - 06/30/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
03/31/2004 - 10/15/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
GA
08/29/2003 - 04/06/2004
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
GA
11/15/2000 - 10/11/2001
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
FL
05/04/2000 - 11/20/2000
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
BOTH
Issued 02/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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